- The Oxford Handbook of Financial Regulation
- List of Abbreviations
- List of Contributors
- Introduction
- The Evolution of Theory and Method in Law and Finance
- Economic Development, Financial Systems, and the Law
- Financial Systems, Crises, and Regulation
- Institutional Design: The Choices for National Systems
- Institutional Design: The International Architecture
- Organizing Regional Systems: The EU Example
- Organizing Regional Systems: The US Example
- Regulatory Styles and Supervisory Strategies
- The Role of Gatekeepers
- Enforcement and Sanctioning
- Systemic risk and Macro-prudential supervision
- The Role of Capital in Supporting Banking Stability
- Managing Risk in the Financial System
- Regulating the Insurance Sector
- Making Bank Resolution Credible
- Cross-Border Supervision of Financial Institutions
- Disclosure and Financial Market Regulation
- Conduct of Business Regulation
- Regulating Financial Market Infrastructures
- Regulating Trading Practices
- Supporting Market Integrity
- Regulating Financial Innovation
- The Consumer Interest and the Financial Markets
- Regulating the Retail Markets
- Index
Abstract and Keywords
This Chapter discusses regulation and supervision of financial institutions operating across borders. The cross-border supervision of internationally active financial institutions raises a distinct set of institutional and coordination risks to financial stability. It begins with a discussion of questions relating to market access and licensing before turning to questions of supervision, regulation, and resolution. The Chapter concludes with a discussion of the outlook for continued globalization of financial services.
Keywords: market access, financial regulation and supervision, resolution, globalization of finance
The University of Hong Kong
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- The Oxford Handbook of Financial Regulation
- List of Abbreviations
- List of Contributors
- Introduction
- The Evolution of Theory and Method in Law and Finance
- Economic Development, Financial Systems, and the Law
- Financial Systems, Crises, and Regulation
- Institutional Design: The Choices for National Systems
- Institutional Design: The International Architecture
- Organizing Regional Systems: The EU Example
- Organizing Regional Systems: The US Example
- Regulatory Styles and Supervisory Strategies
- The Role of Gatekeepers
- Enforcement and Sanctioning
- Systemic risk and Macro-prudential supervision
- The Role of Capital in Supporting Banking Stability
- Managing Risk in the Financial System
- Regulating the Insurance Sector
- Making Bank Resolution Credible
- Cross-Border Supervision of Financial Institutions
- Disclosure and Financial Market Regulation
- Conduct of Business Regulation
- Regulating Financial Market Infrastructures
- Regulating Trading Practices
- Supporting Market Integrity
- Regulating Financial Innovation
- The Consumer Interest and the Financial Markets
- Regulating the Retail Markets
- Index
