Show Summary Details

Page of

PRINTED FROM OXFORD HANDBOOKS ONLINE (www.oxfordhandbooks.com). © Oxford University Press, 2018. All Rights Reserved. Under the terms of the licence agreement, an individual user may print out a PDF of a single chapter of a title in Oxford Handbooks Online for personal use (for details see Privacy Policy and Legal Notice).

date: 27 November 2020

Abstract and Keywords

This Chapter examines the structure of the financial regulatory system in the US in order to understand what makes a theoretically ideal financial regulatory system. After providing an overview of a regulatory system’s key objectives, essential characteristics, most important strategies, and the organization of an optimal regulatory system, the Chapter analyses the US regulatory regime for financial markets in more detail. It discusses the regulatory system prior to the introduction of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010, otherwise known as the Dodd–Frank Act; the calls for regulatory reform; the US Treasury’s blueprint for a modernized financial regulatory structure; and the release of a White Paper outlining reforms for financial regulation and the incorporation of some of its ideas in the Dodd–Frank Act.

Keywords: structural reform, prudential regulation, market conduct regulation, twin peaks, regulatory strategies

Access to the complete content on Oxford Handbooks Online requires a subscription or purchase. Public users are able to search the site and view the abstracts and keywords for each book and chapter without a subscription.

Please subscribe or login to access full text content.

If you have purchased a print title that contains an access token, please see the token for information about how to register your code.

For questions on access or troubleshooting, please check our FAQs, and if you can''t find the answer there, please contact us.